DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Angeles Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maria Kleinhans | Ellevest independent RIA | Angeles Wealth Management, LLC independent RIA | RIA to RIA | May 2, 2025 | Jun 18, 2025 (47 d) |
| Elizabeth Cameron Rogers | Ellevest independent RIA | Angeles Wealth Management, LLC independent RIA | RIA to RIA | May 2, 2025 | May 12, 2025 |
| Caroline Julia Zimmer | Raymond James & Associates, Inc. national BD | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Jun 18, 2025 (460 d) |
| Richard Campbell Johnston Nott | Hightower Advisors, LLC BD affiliated | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Mar 8, 2024 |
| Heather Renee Hofstetter | United Capital Financial Advisors BD affiliated | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2022 | Nov 15, 2022 (180 d) |
| Ann Estelle Deaton | U.S. Capital Wealth Advisors, LLC BD affiliated | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2022 | Jun 15, 2022 (103 d) |
| Joshua Ryan Rothstein | Guggenheim Investment Advisors, LLC other | Angeles Wealth Management, LLC other | Other | May 8, 2014 | Jun 20, 2014 (43 d) |
| Jonathan Rice Foster | LPL Financial LLC other | Angeles Wealth Management, LLC no RAUM | Other | Feb 4, 2011 | Feb 29, 2012 (390 d) |
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8 moves match.