DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Parsonex Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Daniel StewartModern Capital Advisors, LLC independent RIAParsonex Advisory Services, Inc. independent RIARIA to RIAJul 20, 2022Mar 4, 2026 (1323 d)
Brian William NeustromCetera Investment Advisers LLC BD affiliatedParsonex Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2021Jan 18, 2021
Sara Mills-GainesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseParsonex Advisory Services, Inc. independent RIAWirehouse to independent RIAApr 5, 2018Mar 16, 2020 (711 d)
Quentin Leroy RobbGirard Securities, Inc. otherParsonex Advisory Services, Inc. otherOtherJun 3, 2015Jun 15, 2015
Scott Christopher MeyerMorgan Stanley wirehouseParsonex Advisory Services, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 18, 2011Apr 30, 2012 (348 d)
Shane Brian CallahanEquitable Advisors, LLC national BDParsonex Advisory Services, Inc. otherOtherJul 8, 2008Jan 24, 2018 (3487 d)
Michael J BeardiBanc Of America Investment Services, Inc. unclassifiedParsonex Advisory Services, Inc. otherOtherJul 28, 2006Jan 19, 2016 (3462 d)
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7 moves match.