DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Planpilot

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley Jon SieniawskiCbiz Investment Advisory Services, LLC institutionalPlanpilot institutionalOtherFeb 28, 2025Mar 25, 2025
Greg Michael PapantonioAdvice And Planning Services BD affiliatedPlanpilot institutionalOtherAug 2, 2023Jul 1, 2024 (334 d)
Christopher Aaron GarrisonPinnacle Pension Consultants LLC institutionalPlanpilot institutionalOtherFeb 13, 2020Apr 14, 2020 (61 d)
Timothy Andrew ViethJ.P. Morgan Securities LLC wirehousePlanpilot otherOtherJul 21, 2017Oct 17, 2017 (88 d)
William Andrew KarstenClearwater Capital Partners otherPlanpilot no RAUMOtherJan 6, 2014Jan 4, 2016 (728 d)
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5 moves match.