DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aj Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Kane | Penobscot Financial Advisors independent RIA | Aj Wealth independent RIA | RIA to RIA | Sep 15, 2022 | Sep 13, 2022 |
| Joseph Thomas Burbella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Aj Wealth independent RIA | Wirehouse to independent RIA | Jun 28, 2022 | Jul 25, 2022 |
| Andrea Zilli | Kore Private Wealth, LLC independent RIA | Aj Wealth independent RIA | RIA to RIA | Apr 7, 2022 | Apr 20, 2022 |
| Daniel Scott Donofrio | Focus Partners Wealth, LLC independent RIA | Aj Wealth independent RIA | RIA to RIA | Apr 4, 2022 | Apr 11, 2022 |
| Rafal Gustaw Chochol | Mainstreet Advisors other | Aj Wealth independent RIA | Other | Mar 30, 2022 | Apr 12, 2022 |
| Lauren Ann Ricca | Maltin Wealth Management, Inc. independent RIA | Aj Wealth independent RIA | RIA to RIA | Oct 18, 2021 | Nov 11, 2021 |
| Dillon Wayne Dunn | Charles Schwab & Co., Inc. national BD | Aj Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2020 | Sep 16, 2020 |
| Nicole Claire Fox | Wells Fargo Advisors wirehouse | Aj Wealth other | Other | Feb 9, 2016 | Feb 15, 2016 |
| Francis Joseph Fazio | Goldman Sachs Wealth Services, L.P. other | Aj Wealth other | Other | Jul 7, 2014 | Jul 9, 2014 |
| Eric Louis Gabor | Convergent Wealth Advisors, LLC other | Aj Wealth other | Other | Jun 28, 2013 | Jul 2, 2013 |
| Clayton John Cochran | The Mosaic Financial Group, LLC other | Aj Wealth other | Other | Sep 15, 2010 | Jan 7, 2016 (1940 d) |
| Justyn Gregory Volesko | Goldman Sachs Wealth Services, L.P. other | Aj Wealth other | Other | Dec 21, 2005 | May 24, 2012 (2346 d) |
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12 moves match.