DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Davinci Financial Designs

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Wallace WellsOsaic Fs, Inc. BD affiliatedDavinci Financial Designs independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2022May 6, 2022
Lara Elizabeth FergusonLPL Financial LLC BD affiliatedDavinci Financial Designs independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2021Jun 2, 2021
John. W ExnerFirst Command Advisory Services otherDavinci Financial Designs otherOtherMay 5, 2017May 1, 2017
Jacob Bradley TelleriaFirst Command Advisory Services otherDavinci Financial Designs otherOtherApr 25, 2017May 12, 2017
Ramona Maria SantosLPL Financial LLC otherDavinci Financial Designs otherOtherJan 25, 2016Feb 14, 2014
Emily Anne Harker SmithFirst Command Financial Planning, Inc. otherDavinci Financial Designs otherOtherDec 16, 2015Dec 9, 2015
Pamela Ann RodriguezFirst Command Financial Planning, Inc. otherDavinci Financial Designs otherOtherDec 18, 2014Dec 9, 2014
Kirk Hogan BaurFirst Command Financial Planning, Inc. otherDavinci Financial Designs otherOtherAug 5, 2014Jul 15, 2014
Eric Karl BressmanFirst Command Financial Planning, Inc. otherDavinci Financial Designs otherOtherAug 4, 2014Aug 1, 2014
James Stuart AgostiniFirst Command Financial Planning, Inc. otherDavinci Financial Designs otherOtherMay 7, 2012Apr 23, 2013 (351 d)
Patrick Paul BurgessFirst Command Financial Planning, Inc. otherDavinci Financial Designs otherOtherMay 7, 2012Jan 25, 2013 (263 d)
Jeb Stuart ZollerFirst Command Financial Planning, Inc. otherDavinci Financial Designs no RAUMOtherMay 7, 2012May 14, 2012
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12 moves match.