DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Investment House LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Woodman | Personal Capital Advisors Corporation independent RIA | The Investment House LLC independent RIA | RIA to RIA | May 29, 2018 | Mar 3, 2020 (644 d) |
| Glenn Steven Goodstein | Carmel Capital Partners, LLC other | The Investment House LLC other | Other | Mar 14, 2016 | Nov 6, 2012 |
| David Larry Kahn | First Western Capital Management Company other | The Investment House LLC other | Other | Nov 12, 2012 | Feb 19, 2013 (99 d) |
| Peter Richard Gardiner | Merriman Wealth Advisors no RAUM | The Investment House LLC other | Other | Jul 10, 2012 | Nov 7, 2012 (120 d) |
| Steven Paul Steinberg | First Western Investment Management, Inc. other | The Investment House LLC other | Other | Jun 19, 2012 | Nov 7, 2012 (141 d) |
| Wayne Scott Woodman | First Western Investment Management, Inc. other | The Investment House LLC other | Other | May 23, 2012 | Nov 6, 2012 (167 d) |
| Timothy John Wahl | First Western Investment Management, Inc. other | The Investment House LLC no RAUM | Other | May 3, 2012 | May 29, 2012 |
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7 moves match.