DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Latin Securities Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mathew Brown | Jefferies Investment Advisers LLC BD affiliated | Latin Securities Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 17, 2025 | Dec 3, 2024 |
| Martin E Zavalia | Alti Wealth Management (US International), Inc. independent RIA | Latin Securities Inc state registered | RIA to a state-registered adviser | Jan 12, 2024 | Sep 19, 2023 |
| Sebastian Ramirez | Morgan Stanley wirehouse | Latin Securities Inc state registered | Wirehouse to a state-registered adviser | Sep 1, 2022 | Jun 29, 2023 (301 d) |
| Patricia Victorica Garcia | Morgan Stanley wirehouse | Latin Securities Inc state registered | Wirehouse to a state-registered adviser | Dec 22, 2021 | Jul 10, 2023 (565 d) |
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4 moves match.