DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Omega Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Dean Avila | Strategic Advisers LLC national BD | Omega Financial Group, LLC other | Other | Mar 7, 2016 | Feb 29, 2016 |
| Paul Cooper Kuhn | Santa Barbara Asset Management, LLC other | Omega Financial Group, LLC other | Other | Mar 7, 2013 | Apr 8, 2013 (32 d) |
| Dylan Blu Minor | Wells Fargo Advisors wirehouse | Omega Financial Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2012 | Jun 1, 2012 |
| Bryan William Reinhard | Wells Fargo Advisors wirehouse | Omega Financial Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2012 | Jun 1, 2012 |
| Robert Allen Schultz | Wells Fargo Advisors wirehouse | Omega Financial Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 3, 2012 | Jun 1, 2012 |
| Brennan James Malone | Wells Fargo Advisors wirehouse | Omega Financial Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 2, 2012 | Jun 27, 2012 |
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6 moves match.