DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Omega Financial Group, LLC
Latest filing Jun 4, 2026
First filing on the tape Apr 25, 2012 · 35 filings
SEC status approved since Mar 28, 2013
RAUM
$552M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$542M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$552M as of Jun 4, 2026
Feb 26, 2014$160M then
HNW client RAUM$476M as of Jun 4, 2026
Feb 28, 2018$178M then
State-registered IARs (5.B.3)4 as of Jun 4, 2026
Feb 26, 20145 then
Employees (5.A)6 as of Jun 4, 2026
Feb 26, 20146 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $567,160derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $75.2MreportedItem 5.I
- Custody
- $172M, 193 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$476M86%
- Individuals$66.6M12%
- Pension and profit-sharing plans$8.9M1.6%
- Charitable organizations$1.0M0.2%
- Individual clients
- 171reported
- HNW clients
- 148reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 974reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $172M for 193 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan William ReinhardCertified Financial Planner, Chartered Financial Consultant | Santa Barbara, Ca | Jun 1, 2012 | 27 y | 4 |
| Robert Allen SchultzCertified Financial Planner, Chartered Financial Consultant | Santa Barbara, Ca | Jun 1, 2012 | 17 y | 2 |
| Dylan Blu MinorCertified Financial Planner, Chartered Financial Consultant | Santa Barbara, Ca | Jun 1, 2012 | 34 y | 3 |
| Paul Cooper Kuhn | Santa Barbara, Ca | Apr 8, 2013 | 16 y | 1 |
| Mitchell Davis Kuhn | Santa Barbara, Ca | May 18, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jeffrey Dean Avila to Mission Wealth Management, LPApr 4, 2018 · RIA to RIA
- Brennan James Malone to Fisher InvestmentsDec 23, 2016 · Other
Joined, latest
- Jeffrey Dean Avila from Strategic Advisers LLCFeb 29, 2016 · Other
- Paul Cooper Kuhn from Santa Barbara Asset Management, LLCApr 8, 2013 · Other
- Brennan James Malone from Wells Fargo AdvisorsJun 27, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Dylan Blu Minor from Wells Fargo AdvisorsJun 1, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Robert Allen Schultz from Wells Fargo AdvisorsJun 1, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Bryan William Reinhard from Wells Fargo AdvisorsJun 1, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Blu Dylan Minor · Managing Member, Chief Investment Offiercontrolsince 06/2012 · owns 75% or more
- William Bryan Reinhard · Managing Member, Chief Compliance Officercontrolsince 06/2012 · owns 10% to 25%
Related persons
Schedule D 7.A
- Argos Global Advisors, LLCinvestment advisernRAUM $13.0M
Advisers that list Omega Financial Group, LLC as a related person
- 287672 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Barbara, Ca · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Santa Barbara, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 943 to 974Feb 10, 2025 to Feb 19, 2026
- HNW clients · 129 to 148Feb 10, 2025 to Feb 19, 2026
- Individual clients · 189 to 171Feb 10, 2025 to Feb 19, 2026
- Assets in custody · $155M to $172MFeb 10, 2025 to Feb 19, 2026
- Discretionary RAUM · $477M to $550MFeb 10, 2025 to Feb 19, 2026
- HNW RAUM · $401M to $476MFeb 10, 2025 to Feb 19, 2026
- Individual RAUM · $70.5M to $66.6MFeb 10, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $2.9M to $2.5MFeb 10, 2025 to Feb 19, 2026
- Pension RAUM · $8.0M to $8.9MFeb 10, 2025 to Feb 19, 2026
- RAUM · $480M to $552MFeb 10, 2025 to Feb 19, 2026
- Accounts · 870 to 943Feb 23, 2024 to Feb 10, 2025
- HNW clients · 101 to 129Feb 23, 2024 to Feb 10, 2025
- Individual clients · 399 to 189Feb 23, 2024 to Feb 10, 2025
- Assets in custody · $139M to $155MFeb 23, 2024 to Feb 10, 2025
- Financial planning clients · 0 to 0Feb 23, 2024 to Feb 10, 2025
- Discretionary RAUM · $408M to $477MFeb 23, 2024 to Feb 10, 2025
- HNW RAUM · $247M to $401MFeb 23, 2024 to Feb 10, 2025
- Individual RAUM · $155M to $70.5MFeb 23, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $1.7M to $2.9MFeb 23, 2024 to Feb 10, 2025
- Pension RAUM · $6.5M to $8.0MFeb 23, 2024 to Feb 10, 2025
- RAUM · $410M to $480MFeb 23, 2024 to Feb 10, 2025
- Accounts · 824 to 870Nov 9, 2023 to Feb 23, 2024
- HNW clients · 104 to 101Nov 9, 2023 to Feb 23, 2024
- Individual clients · 175 to 399Nov 9, 2023 to Feb 23, 2024
- Assets in custody · $105M to $139MNov 9, 2023 to Feb 23, 2024
- Financial planning clients · 1-10 to 0Nov 9, 2023 to Feb 23, 2024
- Discretionary RAUM · $371M to $408MNov 9, 2023 to Feb 23, 2024
- HNW RAUM · $225M to $247MNov 9, 2023 to Feb 23, 2024
- Individual RAUM · $136M to $155MNov 9, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $1.3M to $1.7MNov 9, 2023 to Feb 23, 2024
- Pension RAUM · $6.1M to $6.5MNov 9, 2023 to Feb 23, 2024
- RAUM · $372M to $410MNov 9, 2023 to Feb 23, 2024
- Accounts · 768 to 824Jul 14, 2022 to Feb 9, 2023
- HNW clients · 113 to 104Jul 14, 2022 to Feb 9, 2023
- Individual clients · 166 to 175Jul 14, 2022 to Feb 9, 2023
- Assets in custody · $70.4M to $105MJul 14, 2022 to Feb 9, 2023
- Discretionary RAUM · $373M to $371MJul 14, 2022 to Feb 9, 2023
- HNW RAUM · $277M to $225MJul 14, 2022 to Feb 9, 2023
- Individual RAUM · $85.5M to $136MJul 14, 2022 to Feb 9, 2023
- Non-discretionary RAUM · $0 to $1.3MJul 14, 2022 to Feb 9, 2023
Signals
1 dated events
- Omega Financial Group, Llc filed its initial SEC registration (Form ADV)Mar 7, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 805-560-9030reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 877-617-4363reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 805-617-4363reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/OMEGA-FINANCIAL-GROUP-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- OMEGAFINGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 805-617-4363reportedpublic record, Form ADV, Jun 4, 2026
- Contact form
- OMEGAFINGROUP.COM/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026