DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ivy Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ralph R Coppola | World Investment Advisors, LLC BD affiliated | Ivy Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2018 | Dec 27, 2018 |
| Todd Sadwin | Securian Financial Services, Inc. other | Ivy Wealth Management, Inc. independent RIA | Other | Nov 29, 2017 | Dec 13, 2017 |
| Mark Damian Piccerelli | M Holdings Securities, Inc. other | Ivy Wealth Management, Inc. independent RIA | Other | Feb 4, 2016 | Feb 9, 2016 |
| Brad Michael Ingegneri | LPL Financial LLC other | Ivy Wealth Management, Inc. independent RIA | Other | Aug 10, 2012 | Aug 1, 2012 |
| John G Edwards | LPL Financial LLC other | Ivy Wealth Management, Inc. independent RIA | Other | Aug 9, 2012 | Aug 1, 2012 |
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5 moves match.