DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kkm Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Scott Stutland | Equity Armor Investments mixed wealth | Kkm Financial LLC no RAUM | Other | Dec 31, 2021 | Nov 26, 2012 |
| Joseph Avram Tigay | Equity Armor Investments other | Kkm Financial LLC no RAUM | Other | Dec 31, 2016 | Mar 1, 2013 |
| Daniel Joseph Deming | Equity Armor Investments other | Kkm Financial LLC other | Other | Jul 31, 2015 | Jun 10, 2015 |
| Matthew Patrick Franz | Equity Armor Investments other | Kkm Financial LLC other | Other | Jul 31, 2015 | Jun 10, 2015 |
| Thomas Liam Irwin | Morgan Stanley Dw Inc. unclassified | Kkm Financial LLC mixed wealth | Other | Jul 26, 2005 | Mar 31, 2021 (5727 d) |
Page 1 of 1
5 moves match.