DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Joseph Group Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Philip Bailey | Rebel Financial, LLC independent RIA | The Joseph Group Capital Management independent RIA | RIA to RIA | Nov 7, 2025 | Nov 25, 2025 |
| Patrick Joseph Finneran | Facet independent RIA | The Joseph Group Capital Management independent RIA | RIA to RIA | Jul 29, 2024 | Jul 31, 2024 |
| Theresa Lechard | Edward Jones national BD | The Joseph Group Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2021 | Jul 13, 2024 (1202 d) |
| Jeffrey Alan Tudor | J.P. Morgan Securities LLC wirehouse | The Joseph Group Capital Management other | Other | Apr 20, 2017 | May 25, 2017 (35 d) |
| Nicholas David Boyden | Edward Jones national BD | The Joseph Group Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2015 | Sep 3, 2021 (2122 d) |
| David Michael Suchland | Sunset Financial Services, Inc. other | The Joseph Group Capital Management other | Other | May 2, 2012 | Jan 7, 2013 (250 d) |
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6 moves match.