DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Jarvis Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rhys Colby CooperShilanski & Associates, Inc. independent RIAJarvis Financial independent RIARIA to RIAApr 3, 2024Dec 13, 2023
Allen Lee GentryAmeriprise Financial Services, LLC national BDJarvis Financial independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2022Jan 5, 2023 (59 d)
Alexander Michael LynchU.S. Bancorp Investments, Inc. BD affiliatedJarvis Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2020Nov 9, 2020
Matthew P JarvisDemars Financial Group LLC independent RIAJarvis Financial otherOtherMar 12, 2013Feb 7, 2013
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4 moves match.