DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jarvis Financial

Former SEC-registered adviserFederal Way, WashingtonCRD 165682SEC 801-110124websiteIAPD
Legal name Jarvis Financial Services, Inc.
Latest filing Mar 28, 2024
First filing on the tape Mar 2, 2017 · 12 filings
SEC status approved since Mar 15, 2017
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$172M as of Mar 28, 2024
Mar 26, 2018$138M then
HNW client RAUM$117M as of Mar 28, 2024
Mar 26, 2018$54.0M then
State-registered IARs (5.B.3)4 as of Mar 28, 2024
Mar 26, 20182 then
Employees (5.A)4 as of Mar 28, 2024
Mar 26, 20183 then
Private funds: no history
RAUM +14% over the last fiscal year-4.2% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 28, 2024; every figure names its basis
RAUM per advisor
$43.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
45derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$291,695derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-6.3%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$30.1M, 51 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$117M68%
  • Individuals$55.1M32%
Individual clients
110reported
HNW clients
68reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
591reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$30.1M for 51 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • P Matthew Jarvis · President - Ccocontrol
      since 05/2004 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Retirement Tax Services LLC
      insurancen
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Federal Way, Wa · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 600 to 591
      Jun 22, 2023 to Mar 28, 2024
    • Advisory employees · 3 to 4
      Jun 22, 2023 to Mar 28, 2024
    • Advisory activities · 3 to 4
      Jun 22, 2023 to Mar 28, 2024
    • HNW clients · 69 to 68
      Jun 22, 2023 to Mar 28, 2024
    • Individual clients · 121 to 110
      Jun 22, 2023 to Mar 28, 2024
    • Pension plan clients · unset to 0.0
      Jun 22, 2023 to Mar 28, 2024
    • Assets in custody · $12.3M to $30.1M
      Jun 22, 2023 to Mar 28, 2024
    • Insurance-licensed employees · 0 to 1
      Jun 22, 2023 to Mar 28, 2024
    • State-registered IARs · 3 to 4
      Jun 22, 2023 to Mar 28, 2024
    • Discretionary RAUM · $151M to $172M
      Jun 22, 2023 to Mar 28, 2024
    • HNW RAUM · $103M to $117M
      Jun 22, 2023 to Mar 28, 2024
    • Individual RAUM · $48.2M to $55.1M
      Jun 22, 2023 to Mar 28, 2024
    • Non-discretionary RAUM · $699,000 to $388,436
      Jun 22, 2023 to Mar 28, 2024
    • Pension RAUM · $298,000 to $0
      Jun 22, 2023 to Mar 28, 2024
    • RAUM · $152M to $172M
      Jun 22, 2023 to Mar 28, 2024
    • Related insurance company · false to true
      Jun 22, 2023 to Mar 28, 2024
    • Employees · 5 to 4
      Mar 30, 2023 to Jun 22, 2023
    • Advisory employees · 4 to 3
      Mar 30, 2023 to Jun 22, 2023
    • State-registered IARs · 4 to 3
      Mar 30, 2023 to Jun 22, 2023
    • Accounts · 592 to 600
      Mar 31, 2022 to Mar 30, 2023
    • Advisory employees · 3 to 4
      Mar 31, 2022 to Mar 30, 2023
    • Advisory activities · 5 to 3
      Mar 31, 2022 to Mar 30, 2023
    • Corporate clients · unset to 0.0
      Mar 31, 2022 to Mar 30, 2023
    • HNW clients · 65 to 69
      Mar 31, 2022 to Mar 30, 2023
    • Individual clients · 131 to 121
      Mar 31, 2022 to Mar 30, 2023
    • Assets in custody · $10.3M to $12.3M
      Mar 31, 2022 to Mar 30, 2023
    • Employees · 4 to 5
      Mar 31, 2022 to Mar 30, 2023
    • Financial planning clients · 1-10 to 0
      Mar 31, 2022 to Mar 30, 2023
    • State-registered IARs · 3 to 4
      Mar 31, 2022 to Mar 30, 2023
    • Discretionary RAUM · $226M to $151M
      Mar 31, 2022 to Mar 30, 2023
    • HNW RAUM · $153M to $103M
      Mar 31, 2022 to Mar 30, 2023
    • Individual RAUM · $73.7M to $48.2M
      Mar 31, 2022 to Mar 30, 2023
    • Non-discretionary RAUM · $676,000 to $699,000
      Mar 31, 2022 to Mar 30, 2023
    • Pension RAUM · $115,000 to $298,000
      Mar 31, 2022 to Mar 30, 2023
    • RAUM · $227M to $152M
      Mar 31, 2022 to Mar 30, 2023
    • Accounts · 593 to 592
      Mar 27, 2021 to Mar 31, 2022
    • Corporate clients · 0.0 to unset
      Mar 27, 2021 to Mar 31, 2022
    • HNW clients · 54 to 65
      Mar 27, 2021 to Mar 31, 2022
    • Individual clients · 133 to 131
      Mar 27, 2021 to Mar 31, 2022
    • Pension plan clients · 0.0 to unset
      Mar 27, 2021 to Mar 31, 2022
    Signals
    7 dated events
    • Jarvis Financial no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $172.4M)
      May 2, 2025 · Left the SEC roster · derived
    • Rhys Colby Cooper left Jarvis Financial for Integrity Advisory Solutions (registered 2024-09-30)
      Apr 25, 2025 · Advisor changed firm · fact
    • Allen Lee Gentry left Jarvis Financial for Integrity Advisory Solutions (registered 2024-09-30)
      Apr 25, 2025 · Advisor changed firm · fact
    • Matthew P Jarvis left Jarvis Financial for Integrity Advisory Solutions (registered 2024-09-30)
      Apr 25, 2025 · Advisor changed firm · fact
    • Jarvis Financial's advisors moved to Integrity Advisory Solutions (Federal Way, WA): 3 of 3 registered, on the same day
      Apr 25, 2025 · Firm absorbed (people side) · derived
    • Alexander Michael Lynch left Jarvis Financial for U.S. Bancorp Investments, Inc. (registered 2023-07-07)
      Jun 20, 2023 · Advisor changed firm · fact
    • Jarvis Financial filed its initial SEC registration (Form ADV)
      Mar 2, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026