DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stringer Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Regan Wall | Sei Investments Management Corp other | Stringer Asset Management, LLC independent RIA | Other | Jun 6, 2024 | Sep 19, 2024 (105 d) |
| Thomas John Farrell | Aspyre Wealth Partners independent RIA | Stringer Asset Management, LLC independent RIA | RIA to RIA | Aug 15, 2019 | Feb 6, 2020 (175 d) |
| Jonathan Ira Bernstein | Raymond James & Associates, Inc. national BD | Stringer Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 28, 2013 | Mar 4, 2013 |
| Chad Norris Keller | Raymond James & Associates, Inc. national BD | Stringer Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 27, 2013 | Feb 25, 2013 |
| Gary Scott Stringer | Raymond James & Associates, Inc. national BD | Stringer Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 25, 2013 | Feb 25, 2013 |
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5 moves match.