DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cascade Financial Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katie Marie Martin Hewitt | The H Group, Inc. independent RIA | Cascade Financial Strategies independent RIA | RIA to RIA | Aug 28, 2025 | Dec 2, 2025 (96 d) |
| Marc Allan Eppinger | Empower Advisory Group, LLC BD affiliated | Cascade Financial Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Jun 6, 2023 |
| Neal Albert Richards | Wells Fargo Advisors wirehouse | Cascade Financial Strategies independent RIA | Wirehouse to independent RIA | Apr 24, 2017 | Apr 21, 2017 |
| John Anderson Schniepp | LPL Financial LLC other | Cascade Financial Strategies independent RIA | Other | Jan 27, 2016 | Jun 14, 2024 (3061 d) |
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4 moves match.