DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Formidable Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Arielle Suzanne TorbeckFidelity Personal And Workplace Advisors BD affiliatedFormidable Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2024Sep 10, 2024 (50 d)
Michael Paul MasseyBrm Investment Management LLC independent RIAFormidable Asset Management, LLC independent RIARIA to RIAMar 18, 2024May 26, 2026 (799 d)
William Edward RomansBrm Investment Management LLC independent RIAFormidable Asset Management, LLC independent RIARIA to RIAMar 18, 2024Apr 15, 2026 (758 d)
Tracy Lynn GermanoRaymond James & Associates, Inc. national BDFormidable Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2022Oct 7, 2022
Terri Lynn ConnellyAmeriprise Financial Services, LLC national BDFormidable Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2020Feb 28, 2020
Adam Thomas EaglestonOpus Capital Management independent RIAFormidable Asset Management, LLC independent RIARIA to RIAAug 12, 2019Jan 24, 2020 (165 d)
Timothy M BegleyStrategic Advisers LLC national BDFormidable Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2018Jun 25, 2018
David Brian HenningThe Retirement Corporation Of America otherFormidable Asset Management, LLC otherOtherMay 15, 2017Apr 21, 2017
Benjamin Adam SiefringMML Investors Services, LLC otherFormidable Asset Management, LLC otherOtherMay 5, 2017May 4, 2017
James David GauntMML Investors Services, LLC otherFormidable Asset Management, LLC otherOtherApr 5, 2017Apr 21, 2017
Michael Lawrence HinsonMercer Global Advisors Inc. otherFormidable Asset Management, LLC otherOtherOct 7, 2016Dec 9, 2016 (63 d)
Henry Platt BrightwellStifel, Nicolaus & Company, Incorporated national BDFormidable Asset Management, LLC otherOtherMay 3, 2016Jun 14, 2016 (42 d)
John Howard KopeckRaymond James & Associates, Inc. national BDFormidable Asset Management, LLC no RAUMOtherJul 22, 2015Jun 25, 2013
William Bush BrownRaymond James & Associates, Inc. national BDFormidable Asset Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 1, 2013Jun 25, 2013
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14 moves match.