DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Practicecfo Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Randy Lundy | Hightower Advisors, LLC BD affiliated | Practicecfo Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Dec 8, 2023 (56 d) |
| Katherine Nicole Phillips | Investment Advisor Group independent RIA | Practicecfo Investments mixed wealth | RIA to RIA | Apr 15, 2022 | Jun 22, 2022 (68 d) |
| Wesley William Read | Practice Financial Group, LLC unclassified | Practicecfo Investments mixed wealth | Other | Jun 11, 2013 | Jun 26, 2013 |
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3 moves match.