DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Canter Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jaron Beach | Cetera Investment Advisers LLC BD affiliated | Canter Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Feb 2, 2024 |
| Luke Dominic Podbury | The Retirement Group, LLC independent RIA | Canter Wealth independent RIA | RIA to RIA | Jan 23, 2023 | Jan 20, 2023 |
| Edward Joseph Macphee | LPL Financial LLC independent RIA | Canter Wealth independent RIA | RIA to RIA | Sep 29, 2022 | Feb 7, 2024 (496 d) |
| Michael Norman Bernier | Pure Financial Advisors, LLC independent RIA | Canter Wealth independent RIA | RIA to RIA | Jan 21, 2019 | Jan 18, 2019 |
| Joseph Paul Kalmanovitz | Versant Capital Management, Inc. independent RIA | Canter Wealth independent RIA | RIA to RIA | Aug 22, 2018 | Jan 10, 2022 (1237 d) |
| Michael Anthony Canzone | Nautilus Advisors LLC other | Canter Wealth independent RIA | Other | Feb 22, 2018 | Jan 10, 2022 (1418 d) |
| James Anthony Mellon | Td Ameritrade, Inc. no RAUM | Canter Wealth independent RIA | Other | Nov 16, 2017 | Jul 30, 2019 (621 d) |
| Babak Gahvari | Pure Financial Advisors, LLC other | Canter Wealth other | Other | May 23, 2017 | May 30, 2017 |
| Britta Nicole Ferguson | Strategic Advisers LLC national BD | Canter Wealth other | Other | Jan 29, 2016 | Feb 29, 2016 (31 d) |
| Andrew Edward Canter | Wells Fargo Investments, LLC unclassified | Canter Wealth other | Other | Jun 22, 2006 | Nov 18, 2016 (3802 d) |
Page 1 of 1
10 moves match.