DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Leconte Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Leonard Whitten | M Holdings Securities, Inc. BD affiliated | Leconte Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 22, 2025 |
| Wesley Howard Mcneillie | Sagespring Wealth Partners independent RIA | Leconte Wealth Management, LLC independent RIA | RIA to RIA | Apr 1, 2022 | Jan 26, 2022 |
| Hoy Carter Grimm | Commonwealth Financial Network national BD | Leconte Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2013 | Aug 12, 2013 |
| Jonathan A Oakes | Commonwealth Financial Network national BD | Leconte Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2013 | Aug 12, 2013 |
| Kevin A. Painter | Commonwealth Financial Network national BD | Leconte Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2013 | Aug 12, 2013 |
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5 moves match.