DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Thrive Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristen L BarkerCommonwealth Financial Network national BDThrive Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2025May 21, 2025 (72 d)
Ryan Thomas KellyAmeriprise Financial Services, LLC national BDThrive Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2023Mar 15, 2023
Matthew Antonio FatzUnited Capital Financial Advisors independent RIAThrive Wealth Management, LLC independent RIARIA to RIAMar 14, 2019Apr 1, 2019
Matthew Joseph DonahueUnited Capital Financial Advisors otherThrive Wealth Management, LLC otherOtherJan 29, 2018Mar 1, 2018 (31 d)
Michael Patrick StantonCapital Analysts otherThrive Wealth Management, LLC otherOtherJul 13, 2015Jul 7, 2015
Norman Shaw MacqueenNortheast Advisers, Inc. otherThrive Wealth Management, LLC otherOtherApr 30, 2015May 27, 2015
Michael Anthony PtaszenskiUnited Capital Financial Advisors otherThrive Wealth Management, LLC otherOtherOct 15, 2013Oct 10, 2013
Stephen Philip ErfleUnited Capital Financial Advisors otherThrive Wealth Management, LLC otherOtherOct 15, 2013Oct 10, 2013
Page 1 of 1
8 moves match.