DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Martin Worley Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack L Griffin | Cetera Advisor Networks LLC other | The Martin Worley Group other | Other | Nov 3, 2016 | Nov 4, 2016 |
| William Jeffrey Draper | Holman Investments And Planning, LLC other | The Martin Worley Group other | Other | Feb 18, 2016 | Feb 19, 2016 |
| Brian Andrew Worley | Cambridge Investment Research Advisors, Inc. other | The Martin Worley Group no RAUM | Other | Apr 25, 2014 | Apr 25, 2014 |
| Terra Jo Thurgood | Knox Capital Advisors, LLC other | The Martin Worley Group other | Other | Dec 17, 2013 | Feb 10, 2015 (420 d) |
| James Rhead Sweeney | Knox Capital Advisors, LLC other | The Martin Worley Group other | Other | Dec 17, 2013 | Feb 10, 2015 (420 d) |
| Barry Todd Watson | Pittenger & Anderson Inc other | The Martin Worley Group other | Other | Jun 9, 2011 | Jan 5, 2017 (2037 d) |
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6 moves match.