DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Savvi Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert G Burke | E*Trade Capital Management, LLC independent RIA | Savvi Financial LLC independent RIA | RIA to RIA | Jan 2, 2020 | Jun 16, 2020 (166 d) |
| Christopher Michael Moran | Alpha Dynamics LLC other | Savvi Financial LLC no RAUM | Other | Dec 31, 2019 | Nov 12, 2013 |
| Stavros Efthimios Kokkotos | Alpha Dynamics LLC other | Savvi Financial LLC no RAUM | Other | Dec 31, 2019 | Nov 12, 2013 |
| Georgia Nmn Mourtzinou | Alpha Dynamics LLC other | Savvi Financial LLC no RAUM | Other | Dec 31, 2019 | Nov 12, 2013 |
| Alexander Michael Sauer-Budge | Alpha Dynamics LLC other | Savvi Financial LLC no RAUM | Other | Dec 31, 2019 | Nov 12, 2013 |
| Adrian B Becker | Alpha Dynamics LLC other | Savvi Financial LLC no RAUM | Other | Dec 31, 2019 | Nov 12, 2013 |
| Brian Richard Harrison | Mutual Of Omaha Investor Services, Inc. no RAUM | Savvi Financial LLC no RAUM | Other | Dec 13, 2017 | Aug 21, 2019 (616 d) |
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7 moves match.