DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peterson Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Rademacher | Thrivent Investment Management Inc. BD affiliated | Peterson Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Jun 7, 2024 |
| Jared Lee Stines | Cetera Investment Advisers LLC BD affiliated | Peterson Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 14, 2019 |
| Tamara Lynn Smith | Principal Securities, Inc. other | Peterson Financial Group, Inc. independent RIA | Other | Oct 6, 2016 | Nov 10, 2016 (35 d) |
| Eric Alan Peterson | Global Financial Private Capital, Inc. other | Peterson Financial Group, Inc. independent RIA | Other | Nov 29, 2013 | Oct 31, 2013 |
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4 moves match.