DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 1st Consumer Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sharon Elaine Sykes | Nepsis, Inc. other | 1st Consumer Advisory Group LLC no RAUM | Other | Jul 22, 2015 | Jul 20, 2015 |
| Thomas P Bockenstedt | Equitable Advisors, LLC national BD | 1st Consumer Advisory Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2014 | Apr 25, 2014 |
| Ralph David Janitell | Waddell & Reed other | 1st Consumer Advisory Group LLC no RAUM | Other | Jan 13, 2014 | Jan 9, 2014 |
| Craig Arnold Sorenson | Southeast Investments, N.C., Inc. state registered | 1st Consumer Advisory Group LLC no RAUM | Other | Jan 10, 2014 | Jan 10, 2014 |
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4 moves match.