DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kcs Wealth Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hannah Ruth NealMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKcs Wealth Advisory independent RIAWirehouse to independent RIADec 7, 2020Dec 9, 2020
Katrina Strelow SoelterWells Fargo Advisors wirehouseKcs Wealth Advisory independent RIAWirehouse to independent RIAApr 16, 2019Apr 12, 2019
Scott Christopher GaynorSeia independent RIAKcs Wealth Advisory independent RIARIA to RIAFeb 23, 2018Feb 16, 2018
Laura A GilmanIndependent Financial Group, LLC otherKcs Wealth Advisory no RAUMOtherDec 24, 2015May 1, 2014
Kenneth Brian WaltzerKenfield Capital Strategies otherKcs Wealth Advisory no RAUMOtherDec 31, 2014Jan 14, 2014
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5 moves match.