DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Copper Harbor Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Joseph Moore | Nicolet Wealth Management independent RIA | Copper Harbor Investment Advisors, LLC independent RIA | RIA to RIA | Oct 6, 2023 | Sep 29, 2023 |
| Jesse Lincoln Nelson | Kerberrose Wealth Management, LLC independent RIA | Copper Harbor Investment Advisors, LLC independent RIA | RIA to RIA | Dec 20, 2018 | Jan 16, 2019 |
| Ramon Garrido Mateos | Kerberrose Wealth Management, LLC independent RIA | Copper Harbor Investment Advisors, LLC independent RIA | RIA to RIA | Dec 20, 2018 | Jan 16, 2019 |
| Steven Nicholas Hooyman | Baker Tilly Investment Advisors other | Copper Harbor Investment Advisors, LLC other | Other | Jul 8, 2013 | Jan 2, 2014 (178 d) |
| Amy Johanna Sitter | Baker Tilly Investment Advisors other | Copper Harbor Investment Advisors, LLC other | Other | Jun 24, 2013 | Jun 10, 2016 (1082 d) |
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5 moves match.