DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Parady Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jared Ralph Vock | Wells Fargo Advisors wirehouse | Parady Wealth Management independent RIA | Wirehouse to independent RIA | May 31, 2024 | Feb 28, 2025 (273 d) |
| Brian Robert Wise | Wells Fargo Advisors wirehouse | Parady Wealth Management independent RIA | Wirehouse to independent RIA | Jul 11, 2019 | Aug 13, 2019 (33 d) |
| Bart Alan Patterson | Beacon Hill Investment Advisory, LLC state registered | Parady Wealth Management independent RIA | Other | May 5, 2016 | Jun 6, 2016 (32 d) |
| Catherine Cagle Harris | Ameriprise Financial Services, LLC national BD | Parady Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2015 | Feb 23, 2016 (230 d) |
| Kelly Elaine Burkhead | Strategic Advisers LLC national BD | Parady Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2012 | Apr 30, 2015 (954 d) |
| Lisa Lorraine Spurlock | Mmc Securities LLC no RAUM | Parady Wealth Management independent RIA | Other | Jan 4, 2007 | Oct 6, 2020 (5024 d) |
Page 1 of 1
6 moves match.