DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Liquid Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Parimal H Patel | Voya Investment Management Co. LLC other | Liquid Strategies, LLC asset manager | Other | Mar 12, 2024 | Jul 10, 2024 (120 d) |
| Seth J Wernick | E*Trade Capital Management, LLC independent RIA | Liquid Strategies, LLC asset manager | Other | Mar 24, 2023 | May 9, 2024 (412 d) |
| Justin Caldwell Boller | Advocacy Wealth Management, LLC independent RIA | Liquid Strategies, LLC asset manager | Other | Jul 18, 2019 | Oct 2, 2019 (76 d) |
| Clayton Shawn Gibson | Persimmon Capital Management LP other | Liquid Strategies, LLC no RAUM | Other | Oct 14, 2013 | Oct 28, 2014 (379 d) |
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4 moves match.