DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Councilor Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Schleupner | You Tree, LLC unclassified | Councilor Wealth LLC independent RIA | Other | Sep 8, 2025 | Sep 1, 2025 |
| Drew Michael Culver | Kestra Advisory Services, LLC BD affiliated | Councilor Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jul 30, 2025 |
| Abbie Niehoff Frishman | Councilor, Buchanan & Mitchell, P. C. (Cbm) no RAUM | Councilor Wealth LLC independent RIA | Other | Jan 3, 2025 | Apr 3, 2024 |
| Stephanie Lynn Anderson | Mariner BD affiliated | Councilor Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Jan 16, 2024 (36 d) |
| Gregory Michael Estes | Augustine Asset Management Inc independent RIA | Councilor Wealth LLC independent RIA | RIA to RIA | Sep 27, 2023 | Nov 20, 2023 (54 d) |
| Charles Victor Kimmel | Spc Financial Inc independent RIA | Councilor Wealth LLC independent RIA | RIA to RIA | Sep 15, 2023 | Jan 28, 2026 (866 d) |
| Debora Ellen May | May & Barnhard, Pc unclassified | Councilor Wealth LLC other | Other | Dec 14, 2018 | May 12, 2015 |
| Jane Ochsman Rowny | May & Barnhard, Pc unclassified | Councilor Wealth LLC other | Other | Dec 14, 2018 | Oct 8, 2014 |
| Wendy Marie Moyers | Linden Oak Wealth Partners LLC unclassified | Councilor Wealth LLC other | Other | Oct 11, 2017 | Sep 12, 2017 |
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9 moves match.