DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pl Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julie Ann Hepburn | Prosperity Economics Partners, LLC no RAUM | Pl Wealth Advisors, LLC state registered | Other | Jun 1, 2021 | Feb 23, 2022 (267 d) |
| Thomas Wayne Young | Prosperity Economics Partners, LLC no RAUM | Pl Wealth Advisors, LLC state registered | Other | Feb 11, 2021 | Jan 20, 2022 (343 d) |
| Jason Ivan Henderson | Prosperity Economics Partners, LLC no RAUM | Pl Wealth Advisors, LLC state registered | Other | Feb 11, 2021 | Jun 7, 2021 (116 d) |
| Matthew Valentine | Legacy Wealth Management, LLC independent RIA | Pl Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Feb 10, 2021 | Feb 8, 2023 (728 d) |
| Chad Eugene Hanson | MML Investors Services, LLC other | Pl Wealth Advisors, LLC state registered | Other | Dec 31, 2015 | Feb 22, 2017 (419 d) |
| Jason Roger Locke | Lincoln Financial Distributors, Inc. unclassified | Pl Wealth Advisors, LLC state registered | Other | Apr 9, 2008 | Apr 30, 2025 (6230 d) |
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6 moves match.