DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Robert Housen | Capital Analysts BD affiliated | Mariner Wealth Advisors other | Other | Jan 10, 2019 | Jul 22, 2014 |
| Paul Jude Conforti | Capital Analysts BD affiliated | Mariner Wealth Advisors other | Other | Jan 10, 2019 | Jul 22, 2014 |
| Christopher Alan Lukas | Capital Analysts BD affiliated | Mariner Wealth Advisors other | Other | Jan 10, 2019 | Jul 22, 2014 |
| George M. Steiner | Capital Analysts BD affiliated | Mariner Wealth Advisors other | Other | Jan 10, 2019 | Jul 22, 2014 |
| Nicholas Hewston Raffetto | Lincoln Investment other | Mariner Wealth Advisors other | Other | Dec 19, 2017 | Jul 22, 2014 |
| Theodore J Cardasis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner Wealth Advisors other | Other | May 31, 2016 | Jun 21, 2016 |
| Cory Mark Allen | LPL Financial LLC other | Mariner Wealth Advisors other | Other | Jul 13, 2015 | Sep 1, 2015 (50 d) |
| Patrick Robert Housen | Housen Financial Group, Inc. other | Mariner Wealth Advisors other | Other | Jul 21, 2014 | Jul 22, 2014 |
Page 1 of 1
8 moves match.