DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealth Management Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clayton KochMorgan Stanley wirehouseWealth Management Advisors, LLC independent RIAWirehouse to independent RIAJun 10, 2024Jun 4, 2024
Katie KepplerIndependent Advisor Alliance, LLC independent RIAWealth Management Advisors, LLC independent RIARIA to RIAApr 24, 2024May 3, 2024
Charles W CrewsSoutheast Financial Advisors otherWealth Management Advisors, LLC independent RIAOtherMay 4, 2018Jun 12, 2018 (39 d)
Miriam Goodwin EdwardsLPL Financial LLC otherWealth Management Advisors, LLC otherOtherSep 5, 2017Sep 27, 2017
Robert Gerald GogginPeachcap Tax & Advisory, LLC otherWealth Management Advisors, LLC otherOtherAug 15, 2016Aug 16, 2016
Dan Edward WagnerIc Advisory Services, Inc. otherWealth Management Advisors, LLC no RAUMOtherMay 19, 2014May 20, 2014
James Scott DavisIc Advisory Services, Inc. otherWealth Management Advisors, LLC no RAUMOtherMay 19, 2014May 21, 2014
Jennifer Lynn OsgoodIc Advisory Services, Inc. otherWealth Management Advisors, LLC no RAUMOtherMay 19, 2014May 21, 2014
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8 moves match.