DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Summit Financial Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Houssiere DupuisLPL Financial LLC BD affiliatedSummit Financial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2025Apr 28, 2025
David Jerome RomagosaLPL Financial LLC BD affiliatedSummit Financial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2025Apr 28, 2025
Stephen Paul HardeyLPL Financial LLC BD affiliatedSummit Financial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2025Aug 11, 2025 (129 d)
Catherine Anne BoudreauxCetera Investment Advisers LLC BD affiliatedSummit Financial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2024Jan 5, 2024
Paul Gerald GuidryAdg Wealth Management Group, LLC independent RIASummit Financial Wealth Advisors independent RIARIA to RIAOct 24, 2022Oct 25, 2022
Toni C CrawfordCommonwealth Financial Network national BDSummit Financial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2019May 1, 2019
Chase Christopher KennerAhrens Investment Partners, LLC otherSummit Financial Wealth Advisors otherOtherFeb 16, 2016Feb 16, 2016
Nicholas Creed TrappeyFpl Asset Management, LLC otherSummit Financial Wealth Advisors otherOtherOct 13, 2015Oct 5, 2015
Charles Louis RayFiduciary Investment Consultants, LLC otherSummit Financial Wealth Advisors otherOtherMar 24, 2015Oct 5, 2015 (195 d)
Kenneth Gus VinesFiduciary Investment Consultants, LLC otherSummit Financial Wealth Advisors otherOtherMar 24, 2015Oct 5, 2015 (195 d)
Alida Claire VillienWells Fargo Advisors wirehouseSummit Financial Wealth Advisors otherOtherMar 7, 2014May 22, 2014 (76 d)
Todd Farrell LambertWells Fargo Advisors wirehouseSummit Financial Wealth Advisors otherOtherMar 7, 2014May 22, 2014 (76 d)
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12 moves match.