DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Envestnet Retirement Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Mccarthy | Apella Wealth independent RIA | Envestnet Retirement Solutions, LLC institutional | Other | Nov 5, 2018 | Oct 28, 2020 (723 d) |
| Robert David Mizaur | Independent Financial Group, LLC other | Envestnet Retirement Solutions, LLC institutional | Other | Jun 20, 2017 | May 31, 2018 (345 d) |
| Erik Robert Preus | RBC Capital Markets, LLC national BD | Envestnet Retirement Solutions, LLC other | Other | Jul 5, 2012 | Aug 2, 2023 (4045 d) |
| Denise Marie Diana | Charles Schwab & Co., Inc. national BD | Envestnet Retirement Solutions, LLC other | Other | Mar 5, 2009 | Aug 23, 2016 (2728 d) |
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4 moves match.