DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Keystone Wealth Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Christopher LombardozziEdelman Financial Engines independent RIAKeystone Wealth Partners LLC independent RIARIA to RIADec 5, 2019Nov 26, 2019
Aaron Michael CoatesTmd & Associates, Inc. independent RIAKeystone Wealth Partners LLC independent RIARIA to RIAJul 1, 2019Nov 6, 2019 (128 d)
Kacie Lynn SchulzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKeystone Wealth Partners LLC independent RIAWirehouse to independent RIAApr 11, 2019Jun 3, 2019 (53 d)
Lawrence Wilton WarrenBerthel Fisher & Company Financial Services, Inc. BD affiliatedKeystone Wealth Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2018Nov 14, 2018
Chad Michael FletcherFletcher Financial, LLC unclassifiedKeystone Wealth Partners LLC independent RIAOtherSep 29, 2015Jul 15, 2015
Perry John DufresneLongboard Asset Management otherKeystone Wealth Partners LLC independent RIAOtherNov 10, 2014Mar 3, 2017 (844 d)
Francisco Paul SirventBerthel Fisher & Company Financial Services, Inc. otherKeystone Wealth Partners LLC independent RIAOtherJul 31, 2014Nov 12, 2014 (104 d)
Kenneth Edward GatliffThrivent Investment Management Inc. otherKeystone Wealth Partners LLC independent RIAOtherMay 4, 2007Sep 20, 2018 (4157 d)
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8 moves match.