DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Directional Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elliott Marvin Appel | Empirical Wealth Management independent RIA | Directional Financial Services other | Other | Sep 7, 2021 | Oct 3, 2015 |
| Karina Bianca Bayani Dahilig | Empirical Wealth Management independent RIA | Directional Financial Services independent RIA | RIA to RIA | Apr 19, 2021 | Dec 13, 2018 |
| Joseph Martin Conachy | Empirical Wealth Management independent RIA | Directional Financial Services other | Other | May 27, 2020 | Oct 3, 2015 |
| Jeannie Esther Matza | Empirical Wealth Management independent RIA | Directional Financial Services other | Other | Jun 27, 2019 | Oct 3, 2015 |
| Allyson Shea Eisenhower | Empirical Wealth Management other | Directional Financial Services other | Other | Jul 10, 2017 | Oct 3, 2015 |
| Jack Donald Monteith | Empirical Wealth Management other | Directional Financial Services other | Other | Jan 5, 2017 | Oct 5, 2015 |
| Julia Balitsky Sipple | Empirical Wealth Management other | Directional Financial Services other | Other | Sep 23, 2016 | Oct 3, 2015 |
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7 moves match.