DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Spiderrock Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Fredric Dana KaplanPark Avenue Securities LLC BD affiliatedSpiderrock Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2026Jul 13, 2026
Sophie Chin EvansUBS Financial Services Inc. wirehouseSpiderrock Advisors, LLC independent RIAWirehouse to independent RIAMay 19, 2026Jul 19, 2026 (61 d)
Anna-Claire T MartinsMorgan Stanley wirehouseSpiderrock Advisors, LLC independent RIAWirehouse to independent RIAMay 4, 2026Jun 23, 2026 (50 d)
Gregory M DvorocsikBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 17, 2025Oct 17, 2025
Colleen Erin SylvesterBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 17, 2025Mar 11, 2026 (145 d)
Jonathan Layne MillerBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
Matthew Thomas AndrewsBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 19, 2025
David Eugene DonnellyBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
Eric Joseph MetzBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
Robert Andrew HicksBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
Mary Welby Scott HughesBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 17, 2025
Adam Warren ButterfieldBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
Olivia Nicole VeneziaBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
James A SchmelterBlackrock Investment Management, LLC otherSpiderrock Advisors, LLC mixed wealthOtherOct 16, 2025Oct 16, 2025
Dennis G O'MalleyThe Invictus Collective, LLC independent RIASpiderrock Advisors, LLC otherOtherNov 1, 2023Jun 20, 2024 (232 d)
Eric Joseph MetzRivernorth Capital Management, LLC otherSpiderrock Advisors, LLC otherOtherAug 20, 2015Oct 12, 2015 (53 d)
David Eugene DonnellyScully Capital Management, LLC unclassifiedSpiderrock Advisors, LLC otherOtherAug 27, 2010Jun 15, 2016 (2119 d)
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17 moves match.