DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Charles Hardy | Arvest Wealth Management other | Mariner Retirement Advisors, LLC other | Other | Oct 17, 2017 | Nov 1, 2017 |
| John Aylward Fletcher | Cognios Capital, LLC other | Mariner Retirement Advisors, LLC other | Other | May 30, 2017 | Jun 15, 2017 |
| David Kent Stofer | Creative Planning Institutional Advisors, LLC other | Mariner Retirement Advisors, LLC no RAUM | Other | Oct 7, 2014 | Oct 8, 2014 |
| Timothy Shepard Duncan | Creative Planning Institutional Advisors, LLC other | Mariner Retirement Advisors, LLC no RAUM | Other | Oct 7, 2014 | Oct 21, 2014 |
| Tami Lynn Ledger | Securian Financial Services, Inc. other | Mariner Retirement Advisors, LLC no RAUM | Other | Dec 7, 2010 | Dec 9, 2014 (1463 d) |
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5 moves match.