DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Catalina Capital Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Jacob Lunde | Parametric Portfolio Associates mixed wealth | Catalina Capital Group, LLC independent RIA | RIA to RIA | Oct 22, 2019 | Feb 1, 2021 (468 d) |
| Calvin Dean Hedman | Ep Wealth Advisors other | Catalina Capital Group, LLC other | Other | Feb 8, 2018 | Sep 1, 2017 |
| Philippe Robert Oertle | First Foundation Advisors other | Catalina Capital Group, LLC other | Other | Jul 11, 2016 | Jul 11, 2016 |
| Chris Matthew Frantz | Daniel Wealth Advisors other | Catalina Capital Group, LLC other | Other | Dec 31, 2014 | Sep 19, 2014 |
| Bradd Allen Donovan | Principal Securities, Inc. other | Catalina Capital Group, LLC other | Other | Nov 8, 2013 | Sep 11, 2017 (1403 d) |
| David Robert Kempton | Scf Investment Advisors, Inc. other | Catalina Capital Group, LLC independent RIA | Other | Nov 29, 2010 | May 18, 2021 (3823 d) |
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6 moves match.