DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Modern Dollar Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Gall | Mutual Advisors, LLC BD affiliated | Modern Dollar Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Aug 29, 2024 |
| Bryan David Barts | Cetera Investment Advisers LLC BD affiliated | Modern Dollar Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | May 19, 2023 |
| Mark Allen Schweiss | Hightower Advisors, LLC other | Modern Dollar Planning, LLC independent RIA | Other | Sep 25, 2017 | Dec 14, 2017 (80 d) |
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3 moves match.