DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Modern Dollar Planning, LLC
Latest filing Jan 6, 2026
First filing on the tape Jul 21, 2023 · 5 filings
SEC status approved since Aug 21, 2023
RAUM
$159M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$159M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$79.6M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$159M as of Jan 6, 2026
Jan 22, 2024$104M then
HNW client RAUM$115M as of Jan 6, 2026
Jan 22, 2024$65.6M then
State-registered IARs (5.B.3)1 as of Jan 6, 2026
Jan 22, 20241 then
Employees (5.A)2 as of Jan 6, 2026
Jan 22, 20242 then
Private funds: no history
RAUM +30% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $79.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$115M72%
- Individuals$44.2M28%
- Individual clients
- 104reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 153reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Allen SchweissCertified Financial Planner, Chartered Financial Analyst | St. Louis, Mo | Dec 14, 2017 | 26 y | 4 |
| Jacob Gall | St. Louis, Mo | Aug 29, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Bryan David Barts to Plancorp, LLCJul 28, 2023 · RIA to RIA
Joined, latest
- Jacob Gall from Mutual Advisors, LLCAug 29, 2024 · Affiliated broker-dealer or bank to independent RIA
- Bryan David Barts from Cetera Investment Advisers LLCMay 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- Mark Allen Schweiss from Hightower Advisors, LLCDec 14, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Mark Schweiss · Partner/Senior Financial Planner, Managing Member, And Ccocontrolsince 01/2019 · owns 75% or more
Related persons
Schedule D 7.A
- Mark Allen Schweissinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Jan 6, 2026accounts (Item 5.F.2.f) moved from 572.0 to 153.0 (-73.0%) between the annual amendments of 2025-01-13 and 2026-01-06; the peer median change was +5.0% (3688 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 0.7% percentile
What changed
consecutive filings, newest first
- Accounts · 572 to 153Jan 13, 2025 to Jan 6, 2026
- HNW clients · 32 to 49Jan 13, 2025 to Jan 6, 2026
- Individual clients · 105 to 104Jan 13, 2025 to Jan 6, 2026
- Discretionary RAUM · $122M to $159MJan 13, 2025 to Jan 6, 2026
- HNW RAUM · $82.4M to $115MJan 13, 2025 to Jan 6, 2026
- Individual RAUM · $39.6M to $44.2MJan 13, 2025 to Jan 6, 2026
- RAUM · $122M to $159MJan 13, 2025 to Jan 6, 2026
- Accounts · 540 to 572Apr 22, 2024 to Jan 13, 2025
- BD registered reps · 1 to 0Apr 22, 2024 to Jan 13, 2025
- HNW clients · 27 to 32Apr 22, 2024 to Jan 13, 2025
- Individual clients · 104 to 105Apr 22, 2024 to Jan 13, 2025
- Financial planning clients · 101-250 to 101-250Apr 22, 2024 to Jan 13, 2025
- Discretionary RAUM · $104M to $122MApr 22, 2024 to Jan 13, 2025
- HNW RAUM · $65.6M to $82.4MApr 22, 2024 to Jan 13, 2025
- Individual RAUM · $38.5M to $39.6MApr 22, 2024 to Jan 13, 2025
- RAUM · $104M to $122MApr 22, 2024 to Jan 13, 2025
- HNW clients · 26 to 27Jul 21, 2023 to Jan 22, 2024
- Individual clients · 100 to 104Jul 21, 2023 to Jan 22, 2024
- State-registered IARs · 2 to 1Jul 21, 2023 to Jan 22, 2024
- Discretionary RAUM · $100M to $104MJul 21, 2023 to Jan 22, 2024
- HNW RAUM · $62.6M to $65.6MJul 21, 2023 to Jan 22, 2024
- Individual RAUM · $37.8M to $38.5MJul 21, 2023 to Jan 22, 2024
- RAUM · $100M to $104MJul 21, 2023 to Jan 22, 2024
- Accounts · 543 to 540Jul 21, 2023 to Jan 22, 2024
- Advisory employees · 2 to 1Jul 21, 2023 to Jan 22, 2024
- BD registered reps · 0 to 1Jul 21, 2023 to Jan 22, 2024
Signals
2 dated events
- Bryan David Barts left Modern Dollar Planning, Llc for Plancorp, Llc (registered 2023-11-20)Jul 28, 2023 · Advisor changed firm · fact
- Modern Dollar Planning, Llc filed its initial SEC registration (Form ADV)Jul 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-827-5852reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/modern-dollar-planning-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MODERN-DOLLAR.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-827-5852reportedpublic record, Form ADV, Jan 6, 2026
- Contact form
- modern-dollar.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026