DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Newday
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Gregory Fairhurst | RBC Capital Markets, LLC national BD | Newday other | Other | Apr 10, 2024 | May 10, 2024 |
| Betsy M Moszeter | Tamro Capital Partners LLC other | Newday other | Other | Dec 4, 2012 | Dec 1, 2025 (4745 d) |
| Douglas Charles Heske | Stone & Youngberg LLC other | Newday other | Other | Jun 13, 2012 | Jan 1, 2026 (4950 d) |
| Todd Warren Wilson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newday independent RIA | Wirehouse to independent RIA | Jan 20, 2009 | Sep 13, 2016 (2793 d) |
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4 moves match.