DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Simplicity Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jared MargoliesSimplicity Wealth independent RIASimplicity Solutions, LLC asset managerOtherDec 5, 2022Dec 20, 2022
Michael Vincent MortellaroAssetmark, Inc. BD affiliatedSimplicity Solutions, LLC asset managerOtherNov 20, 2020Jul 13, 2021 (235 d)
Elena M LarsonMhp Asset Management state registeredSimplicity Solutions, LLC asset managerOtherJan 17, 2020Jan 21, 2020
Jason A JanesEfs Advisors independent RIASimplicity Solutions, LLC asset managerOtherNov 1, 2019Feb 18, 2020 (109 d)
Gregory John GallSawtooth Asset Management, Inc. otherSimplicity Solutions, LLC otherOtherMar 20, 2015Mar 18, 2015
Jason Blair ChandlerSawtooth Asset Management, Inc. otherSimplicity Solutions, LLC otherOtherMar 20, 2015Mar 11, 2015
Justin Jon MungerSawtooth Asset Management, Inc. otherSimplicity Solutions, LLC otherOtherMar 20, 2015Mar 12, 2015
Joseph Michael MallenSawtooth Asset Management, Inc. otherSimplicity Solutions, LLC otherOtherMar 20, 2015Mar 18, 2015
James Phillip MehrmanSawtooth Asset Management, Inc. otherSimplicity Solutions, LLC otherOtherMar 20, 2015Mar 12, 2015
Jared William HillmanSawtooth Asset Management, Inc. otherSimplicity Solutions, LLC otherOtherMar 20, 2015Mar 12, 2015
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10 moves match.