DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clockwise Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erin Nicole Semelka | Td Ameritrade Investment Management, LLC independent RIA | Clockwise Capital LLC independent RIA | RIA to RIA | Apr 1, 2019 | Jun 25, 2019 (85 d) |
| Ryan Jeffery Guttridge | Richmond Optimus Capital Management, LLC other | Clockwise Capital LLC independent RIA | Other | Dec 14, 2018 | May 30, 2018 |
| Garari Eli Mikel | Td Ameritrade Investment Management, LLC other | Clockwise Capital LLC independent RIA | Other | Aug 21, 2014 | Apr 7, 2015 (229 d) |
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3 moves match.