DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Midwest Financial Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Fredrick MikoleitGradient Advisors, LLC independent RIAMidwest Financial Group LLC independent RIARIA to RIAAug 9, 2021Aug 5, 2021
Mitzi Nicole SwaffarCreativeone Securities, LLC BD affiliatedMidwest Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2019Dec 4, 2019
Jon Doering GramsVsr Advisory Services otherMidwest Financial Group LLC otherOtherJul 19, 2016Jul 22, 2016
Allen H JoyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherMidwest Financial Group LLC otherOtherFeb 2, 2016Jan 20, 2016
Leigha Ann ShepardVsr Advisory Services otherMidwest Financial Group LLC no RAUMOtherMay 11, 2015May 11, 2015
Steven Dennis ReichleVsr Advisory Services otherMidwest Financial Group LLC no RAUMOtherMay 11, 2015May 11, 2015
Brandy Marie BranstetterVsr Advisory Services otherMidwest Financial Group LLC no RAUMOtherMay 11, 2015May 11, 2015
Cole Stephen ReichleVsr Advisory Services otherMidwest Financial Group LLC no RAUMOtherMay 11, 2015May 11, 2015
Heather Renee SullivanVsr Advisory Services otherMidwest Financial Group LLC no RAUMOtherMay 11, 2015May 11, 2015
Richard K RyanVsr Advisory Services otherMidwest Financial Group LLC no RAUMOtherMay 11, 2015May 19, 2015
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10 moves match.