DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1900 Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Austin Brannon KrollFrost Investment Services BD affiliated1900 Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2025Mar 9, 2025 (33 d)
Jessica Driscoll DroughtM Capital Advisors independent RIA1900 Wealth mixed wealthRIA to RIAJan 13, 2023Feb 14, 2023 (32 d)
Richard Rolle DullnigAmeriprise Financial Services, LLC national BD1900 Wealth mixed wealthAffiliated broker-dealer or bank to independent RIASep 20, 2021Oct 5, 2021
Melissa Torres AndersonMeritage Capital other1900 Wealth independent RIAOtherJun 13, 2012Aug 29, 2024 (4460 d)
Page 1 of 1
4 moves match.