DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Blue Water Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Darin Andrew StevensInvest Financial Corporation otherBlue Water Asset Management independent RIAOtherFeb 20, 2018Apr 24, 2018 (63 d)
Joseph PanfilInvest Financial Corporation otherBlue Water Asset Management otherOtherFeb 14, 2018Oct 20, 2015
Theodore Michael TerzianInvest Financial Corporation otherBlue Water Asset Management no RAUMOtherFeb 14, 2018Jun 12, 2015
Scott Randall NicholsonInvest Financial Corporation otherBlue Water Asset Management no RAUMOtherDec 15, 2017Mar 19, 2015
Robert Wayne StitesCg Advisory Services otherBlue Water Asset Management no RAUMOtherSep 2, 2015Jul 2, 2015
Richard Lee StitesCg Advisory Services otherBlue Water Asset Management no RAUMOtherSep 2, 2015Jul 2, 2015
Jay William GreerCg Advisory Services otherBlue Water Asset Management no RAUMOtherJul 9, 2015May 19, 2015
Mark Sid RedfieldCg Advisory Services otherBlue Water Asset Management no RAUMOtherJul 8, 2015Mar 19, 2015
David Michael TerollerCg Advisory Services otherBlue Water Asset Management no RAUMOtherJul 8, 2015Mar 19, 2015
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9 moves match.