DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Investment Counsel Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cole George Samson | Heritage Financial Services independent RIA | The Investment Counsel Company independent RIA | RIA to RIA | Jan 27, 2025 | Apr 1, 2025 (64 d) |
| Justin Lloyd Ajimine | Wells Fargo Advisors wirehouse | The Investment Counsel Company independent RIA | Wirehouse to independent RIA | Jan 5, 2021 | Oct 5, 2021 (273 d) |
| Nicholas Joseph Hickly | United Capital Financial Advisors other | The Investment Counsel Company independent RIA | Other | Aug 8, 2014 | Mar 12, 2026 (4234 d) |
| Philip Neil Schmitt | Confluence Wealth Management LLC other | The Investment Counsel Company other | Other | May 15, 2013 | May 14, 2013 |
| Carol Ann Mulcahy | Barclays Capital Inc. other | The Investment Counsel Company other | Other | Oct 11, 2012 | Jul 23, 2014 (650 d) |
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5 moves match.