DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Castlepoint Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam James Leavitt | Hogantaylor Wealth independent RIA | Castlepoint Wealth Advisors independent RIA | RIA to RIA | May 10, 2023 | May 3, 2023 |
| Kristen Dawn Buchman | Venturi Private Wealth independent RIA | Castlepoint Wealth Advisors independent RIA | RIA to RIA | Jan 31, 2022 | Feb 20, 2022 |
| Kendall Wayne King | The Legacy Financial Group, Inc. other | Castlepoint Wealth Advisors other | Other | Jul 7, 2015 | Sep 28, 2015 (83 d) |
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3 moves match.